Talia Brandt

Partner

Talia Brandt, and her team from Vista Compliance, LLC, joined Greyline in May 2017. Talia founded Vista Compliance — a compliance consulting firm servicing broker-dealers, registered investment advisors and private fund managers — in April 2008.

In her role with Greyline, Talia works closely with firms to ensure compliance with FINRA, state and SEC regulations. She has developed and implemented compliance and financial policies and procedures to ensure solid internal controls are in place for varying financial services firms. In addition to her compliance consulting work, Talia has served internally to firms as chief compliance officer and holds FINRA Series 7, 24, 66 and 79 registrations.

Prior to forming Vista Compliance, Talia worked at Goldman Sachs in the investment management division in Salt Lake City. She then moved to the Bay area, where she went to work with smaller startup, boutique financial services firms.

Talia lives in Marin County with her husband and three children.

  • About Greyline

    Greyline provides outsourced compliance services for private fund managers, commodity pool operators and commodity trading advisors, traditional investment advisors and other financial firms.

  • Contact Us

    450 Geary St., Suite 100, San Francisco, CA 94102
    info@greylinesolutions.com